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Penultimate Draft Remarks of Welcome/State of the University
Opening Convocation—August 31, 2006
Daniel F. Sullivan, President

Welcome back to continuing faculty and staff, and a warm and heartfelt welcome to our new faculty and staff, who will be introduced to us later in the program.  This is an exhilarating, exciting time of the year for me and, I hope, you as well.  It is also the beginning of our fourth half-century as a university, our sesquicentennial year now complete—and what a year it was, as I’ll summarize in a moment. 

Before I do that I want to talk a bit more about the recent Spellings Commission report.  As you know, I shared three of my specific responses—on what sort of higher education we should seek to provide students for the 21st century, on science and mathematics education, and on access and affordability—with you by e-mail a couple of weeks ago.  If you haven’t read the whole report you should, because I believe it lays out both the public and the public policy climate for higher education in America just now better than any single thing you could read.  Recall for a moment the report’s summary judgment:  “. . . . . .  today that world is becoming tougher, more competitive, less forgiving of wasted resources and squandered opportunities.  In tomorrow’s world a nation’s wealth will derive from its capacity to educate, attract, and retain citizens who are able to work smarter and learn faster—making educational achievement ever more important both for individuals and for society writ large. . . . . . American higher education has become what, in the business world, would be called a mature enterprise: increasingly risk-averse, at times self-satisfied, and unduly expensive.” 

In some respects I believe this critique of American higher education is on the mark.  As I said in my matriculation remarks on Monday agreeing with Thomas Friedman’s assessment, Americans—and very importantly America’s youth—do not feel the sense of urgency about higher education outcomes necessary to ensure America’s continued strength in the world economy.  Bright young people in the developing world are hungry for success, whereas U.S. college students and graduates more and more exhibit the lack of motivation and drive that often accompanies affluence.  The Spellings Report focuses on what it sees as an inflexible system of American higher education; Friedman worries about lack of motivation among large numbers of American students.  Taken together, if true, those are big worries.

Where that leads the Spellings Commission, however, is straight into the trap Friedman’s book avoids when, in its later chapters, he takes up the question of what are the barriers to the unfettered operation of the free market that we should choose to impose to preserve our basic humanity.  Recall from my Monday remarks his extensive quoting from his visit with Michael Sandel, who re-introduced him to that key passage from Marx and Engels’ The Communist Manifesto:  Sandel told him that “a flat, frictionless world is a mixed blessing. . . . .  From the first stirrings of capitalism, people have imagined the possibility of the world as a perfect market—unimpeded by protectionist pressures, disparate legal systems, cultural and linguistic differences, or ideological disagreement.  But this vision has always bumped up against the world as it actually is—full of sources of friction and inefficiency.  Some obstacles to a frictionless global market are truly sources of waste and lost opportunities.  But some of these inefficiencies are institutions, habits, cultures, and traditions that people cherish precisely because they reflect non-market values like social cohesion, religious faith, and national pride. . . .  That is why the debate about capitalism has been, from the very beginning, about which frictions, barriers, and boundaries are mere sources of waste and inefficiency, and which are sources of identity and belonging that we should try to protect.”

The kind of higher education the Spellings Commission advocates is one that is closely tailored to educating labor for a free global market.  A successful system of higher education in this model is highly flexible and responsive, adapting quickly what is taught and learned to the changing needs of the moment in the world economy.  Workers must be prepared throughout their lifetimes to keep going back for more education to ready them for the next thing the economy needs them to do, and so higher education must develop the capacities necessary to educate older students in response to the narrow needs they have for preparation for the next job.  The cafeteria and “grab and go” metaphors I used in my response to Spellings, borrowed from Carol Schneider’s letter to the Spellings Commission on behalf of the Association of American Colleges and Universities (AAC&U)—Carol is president of AAC&U—fit here, it seems to me.

But this kind of education does not prepare students to consider what barriers should exist to the operation of the free market, questions like:  what is a life worth living, what is a just society and how can it be created and maintained, how can people learn to live in peace with each other, and how should the world economy’s fruits be shared so that the least able and fortunate among us can also live a decent life?  The profound warning in Friedman’s book—his clarion call for liberal education as I see it—is that in a flattening world people become preoccupied with responding to the market and in their haste to keep up, to compete, do not provide for the kind of education necessary to ensure that life has meaning.

That is the greatest danger if the Spellings Commission report is taken seriously.  That it could be written at all as the statement of the current federal government on higher education should send chills up the spines of all of us.  But rest assured, the reasoning embodied in that report is what is driving decreasing state support for higher education nationally, and that decreasing support is either supported or tolerated by growing numbers of Americans because they agree with the report’s conclusion that we are risk-averse, self-satisfied, and too expensive.  Our—and I mean especially the nation’s selective liberal arts colleges—resistance to total capitulation to the requirements of the global free market being produced by the flattening world is seen as mere risk-aversion and self-satisfaction for the purpose of preserving our high prices and relatively comfortable lives.

What we must do in response, I believe, is clear:  we must commit the necessary time and energy to sustain that of what we do that we know works to help students achieve an excellent liberal education; we must be about the business of continuous innovation, curiosity, and commitment to finding ways to affect our students more deeply and efficiently; we must constantly be testing and questioning our understanding of what it is important to teach and to know; we must model, to the extent that we can, in our own individual behavior and in our behavior as a university a defensible vision of the good life and the good society so that our students become thoughtful and self-reflective about those matters as well; we must commit to sufficient assessment of what we do to ensure that we never do become the self-satisfied kind of institution the Spellings Commission thinks it sees everywhere in America; and we must take care to provide ourselves the underlying resources necessary to sustain what we do over the long haul, for there will never be a time when a liberal education is irrelevant, despite what the Spellings Commission would have America believe.

Stated that way, the stakes are very high for us.  The Spellings Commission, and much of America (though not, thankfully, a growing number of high school graduates) believe we are a dinosaur.  But for the good of our students, the nation and the world, we must live on and do so with increasing success.  Our work is a vocation, not a job.  What we do is demanding, stressful, challenging in the extreme, and we will never get the credit we deserve for our commitment and, sadly, no matter how wealthy St. Lawrence becomes we will never be able to pay you what you are really worth.  I hope and pray that all of us at St. Lawrence can find ways to choose idealism over cynicism in the face of our challenges—that complacency and inflexibility will never be our choice.  The stakes are enormous.

I wish I had the power to change the environment in which we must function.  Though I do commit a fair amount of energy to it, the going is tough.  But we do have a great deal of control over what happens here at St. Lawrence, and for that our society and we ourselves will hold us accountable.

So how are we doing?  What is the state of the University today?  I spoke about this at length in a packed chapel during reunion—a kind of sesquicentennial state of the University—and those remarks are available to you linked from the president’s page on our website.  I won’t repeat it all for you now, but here is just a peek.  I looked at educational outcomes, students, and our financial strength and adequacy of physical assets.

  • Educational outcomes:  What is our mission and what are our educational goals?  What evidence do we have that we are accomplishing them?  Do we have any evidence that we are accomplishing them any better than other colleges?  Do we have the faculty resources to deliver a liberal education of real excellence?  My response in June, with a few caveats, was that we are seeing in the wonderful assessment work led by Kim Mooney, Christine Zimmerman, Carol Bate and many others, strong and improving educational outcomes.  There are too many to summarize here, but you should all take satisfaction in them.  If I have worries, they are in areas where Grant already has groups of faculty and staff working:  advising, rhetoric and communication, and civic engagement come to mind.  In the face of our very demanding work here, we simply must also find the time and energy to innovate and to use results from our assessment work in order to get better.
  • Students:  Are we attracting to St. Lawrence students ready, through academic preparation and personal motivation and commitment, to take optimal advantage of what we have to offer?  Are we in demand?  Do great students want to come here to study?  How do we compare in these regards to other selective liberal arts colleges? 
  • The students admitted for the class that matriculated this week were selected from an all-time high 3192 applicants, of whom 59% were accepted for admission.
  • 658 accepted students deposited, for an overall yield of 35%.  23% of the class was accepted early decision.  614 arrived here for matriculation on Monday, and Terry Cowdrey summarized their qualities for you in the way only she can.

Our students are getting stronger, more serious of purpose, and more diverse.  That diversity, we know from research, brings additional educational gains for our students.  And we are one of a small number of selective liberal arts colleges that enrolls a truly diverse student body socio-economically:  last year 18% of St. Lawrence students were recipients of federal Pell Grants—grants that go to students from families with incomes in the lowest quartile in America.  This contrasts with 4% at Washington and Lee, 7% at Davidson, 9% at Colby, 9% at Bates, 9% at Middlebury, 10% at Colgate, and so on.   In America today students from the highest family income quartile but the lowest academic ability and high school performance quartile have the same probability of attending and completing college as students from the highest ability and high school performance quartile and the lowest family-income quartile.  This degree of inequality of access to higher education is a national disgrace; our wealthier liberal arts college competitors are contributing to that national disgrace; our goal at St. Lawrence, as it has been throughout our history, is to be—as one alumnus from the Class of 1956 said at our home during reunion—the university of opportunity.

We struggle mightily, of course, with this issue despite our clear commitment.  We manage to enroll many more low-income students than our competitors, but our graduates leave St. Lawrence with a very high average level of student loan debt—the fifth highest average student loan debt of any national liberal arts college.  This is a major strategic issue for the agenda of the fall meeting of the Board of Trustees—how to continue to have high socio-economic diversity on campus, which translates into a very high financial aid budget relative to our competitors, while somehow addressing our students’ indebtedness.  I hope we have some good answers by then.
Our students are not perfect, of course.  If they were, why would they need us!  What they are is truly worthy of the effort we and they put into the project of their education in the liberal arts, into the launching of their lives of learning.

  • Financial strength and adequacy of physical assets:  Do we have the financial strength and physical assets to deliver the kind of education our mission and goals envisage?  How have we changed in these regards in the last decade?  How do we compare to other selective liberal arts colleges?

            There is no sense denying to this group that a decade ago St. Lawrence was losing ground financially and in its facilities in comparison to other top liberal arts colleges.  We were a turnaround project.  Today, we are back, fueled by a resource base that is increasingly strong but never to be taken for granted, confident that we can achieve great things with and for our students:

  • Our endowment stands today at about $230 million, fully recovered and significantly ahead of where it was prior to the recession of 2000.  Income from our endowment is absolutely critical to our ability to provide our students what they need.
  • We have moved from being in the bottom quartile in annual total cash fund raising results relative to our comparison group to well above the median and heading toward the top quartile.  Last year we achieved our very best fund raising year ever, with cash gifts of almost $22.6 million.  Having completed Campaign St. Lawrence on December 31 of 2002 with a final gift total of $132 million, we were hard at work on the quiet phase of our next campaign on January 1, 2003.  We will go public with this new campaign in October.  Gifts and pledges totaling $80 million have been received in the quiet phase, with trustee gift commitments of $45 million toward the $50 million goal they have set for themselves.  St. Lawrence alumni, parents and friends have been unbelievably generous to this place, motivated by the desire to ensure that the magic we make with our students today can continue long into the future.  I am very confident of our ability to keep our fund raising effort and results at a very high level going forward. 
  • On the facilities front, when the Johnson Hall of Science is completed in the summer of 2007, we will have invested $180 million in facilities and technology in a decade.  The campus has been transformed in every area, from academic facilities to residential facilities to facilities essential for our co-curricular and extra-curricular programs.  That work is not yet done—we have 1.8 million square feet of space on 1,000 acres, and in my nightmares grass is growing everywhere out of control, tent caterpillars are eating all of the leaves on our trees and dropping on my remarks at outdoor commencements, and the buildings are always unpainted and roofs leaking—but St. Lawrence University, here in Canton, New York, is now a destination for great students who want to experience that very special culture that is St. Lawrence, that culture that you are here today getting ready to provide for our students again. 

I think you can see that we have accomplished a very great deal together, even as we understand that we have a great deal more to do.  I’m going to be doing all I can this year to get the good news about St. Lawrence out to the wider world.  I do so with real excitement about our present and future, and with great pleasure that we are in this wonderful work together. 
One piece of very good news in this regard is that in this year’s U. S. News and World Report college rankings we have moved up to 57 from last year’s rank of 61 among national liberal arts colleges.  While we all know that U. S. News and World Report is mostly measuring inputs rather than outcomes, that improvement is nonetheless another indication that our admissions selectivity, reputation and resources are moving in the right direction in relation to our competition.  Bravo to all of you for what you do to make all of this happen!
Please remember that Ann and I are hosting a reception at MacAllaster House at the completion of this convocation.  I’d be delighted to engage you informally on any of these issues there, or you can just reconnect with friends and colleagues as we start up this great work again together.  Thank you!


Thomas L. Friedman, The World is Flat: A Brief History of the Twenty-First Century (New York:  Farrar, Straus and Giroux, 2005)

Ibid., 204.

Data are for 2003 as reported by Tom Mortensen in Postsecondary Opportunity, February 2006.  In that year 21% of St. Lawrence students received Pell Grants.

 

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